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| Article 17 (Penalty Surcharges for Unfair Trade Practices) |
| (1) | The Financial Services Commission may impose a penalty surcharge on a person who violates Article 10 (1) through (4) up to twice the profit gained (including unrealized gains; hereafter in this Article the same shall apply) from or loss avoided through the violation: |
| (2) | If the Financial Services Commission imposes a penalty surcharge in accordance with paragraph (1) for the same violation for which a fine is imposed pursuant to Article 19, it may revoke the imposition of the penalty surcharge under paragraph (1) or deduct all or some of the amount equivalent to the fine (in the case of a confiscation or collection, the relevant amount shall be included) from the penalty surcharge. |
| (3) | Upon the request of the Financial Services Commission for the provision of investigation-related data for the imposition of a penalty surcharge under paragraph (1), the Prosecutor General may provide such data to the extent deemed necessary. |
| (4) | Articles 431 through 434 and 434-2 through 434-4 of the Financial Investment Services and Capital Markets Act shall apply |
| (5) | Except as provided in paragraphs (1) through (4), matters necessary for the procedures and standards for imposing penalty surcharges shall be prescribed by Presidential Decree. |