Enforcement Rule Of The Financial Investment Services And Capital Markets Act
전체선택
Article 1 (Purpose)
Article 1-2 (Exclusion of Financial Investment Business from Application)
Article 2 (Duration not Included in Period for Examination for Authorization)
Article 3 (Duration not Included in Period for Examination for Preliminary Authorization)
Article 4 (Duration not Included in Period for Examination for Registration)
Article 5 (Maintenance of Financial Soundness)
Article 6 (Accounting Period, etc.)
Article 7 (Duration not Included in Period for Examination for Registration)
Article 7-2 (Cases where Acquired Securities need not be Deposited)
Article 7-3 (Trades Where Guidelines for Best Execution are not Applicable)
Article 7-4 (Duration not Included in Period for Examination for Designation)
Article 7-5 (Scope of Credit Offering)
Article 8 (Exceptions to Restrictions on Shareholding)
Article 9 (Account Books and Documents concerning Details of Distribution of Assets)
Article 10 (Method of Distribution of Assets)
Article 11 (Requirements for Person in Charge of Domestic Liaison)
Article 12 (Effective Date of Registration Statement)
Article 13 (Making Investment Prospectus Available for Inspection)
Article 14 (Method of Calculating Number of Stocks subject to Public Tender Offer)
Article 15 (Submission of Corrective Registration Statement)
Article 16 (Prospectus for Tender Offer)
Article 17 (Method of Calculating Number of Stocks or Similar Held in Bulk)
Article 18 (Place where Proxy Forms and Reference Documents shall be Made Available)
Article 19 (Duration not Included in Period for Examination for Registration)
Article 20 (Dispatch of Reference Documents for Voting in Writing)
Article 21 (Deadline for Preparation of List of Property subject to Liquidation, etc)
Article 22 (Delisting of Exchange-Traded Fund)
Article 23 (Method of Claiming Redemption)
Article 24 (Examination, etc. of Trust Business Operator)
Article 25 (Duration not Included in Period for Examination for Registration)
Article 26 (Duration not Included in Period for Examination for Registration)
Article 27 (Duration not Included in Period for Examination for Registration)
Article 28 (Duration not Included in Period for Examination for Registration)
Article 28-2 (Duration not Included in Period for Examination for Registration)
Article 29 (Descriptions of Register of Depositors' Accounts)
Article 30 (Descriptions of Register of Investors' Accounts)
Article 31 (Restriction on Return, etc. of Investors' Depository Receipts, etc.)
Article 32 (Issuance of Certificate of Actual shareholder)
Article 33 (Issuance of Certificate of Actual Beneficiary)
Article 34 (Matters Notified to Securities Depository)
Article 34-2 (Duration Not Included in Period for Examination for Authorization)
Article 34-3 (Duration Not Included in Period for Examination for Preliminary Authorization)
Article 34-4 (Matters to be Reported by Central Counterparty)
Article 34-5 (Exceptions to Restrictions on Ownership of Shares)
Article 35 (Duration not Included in Period for Examination for Authorization)
Article 36 (Financial Investment business operator's Deposit of Fund)
Article 36-2 (Duration not Included in Period for Examination for Authorization)
Article 36-3 (Duration Not Included in Period for Examination for Preliminary Authorization)
Article 37 (Duration not Included in Period for Examination for Authorization)
Article 38 (Duration Not Included in Time Period for Examination for Authorization)
Article 39 (Duration not Included in Period for Examination for Registration)
Article 40 (Duration not Included in Period for Examination for Permission)
Article 41 (Duration Not Included in Period for Examination for Preliminary Permission)